Tobacco surcharges: agencies won’t penalize plans that drop the charge going forward

When an employee finishes a stop-smoking program mid-year, the plan can drop the tobacco surcharge from that point forward.

2 min read

Compliance Watch · Issue 01

Status: In effect

Jurisdiction: Federal · Topic: Benefits

Source: U.S. Department of Labor, FAQs Part 74, August 26, 2026

Back to the issue: all 12 updates in Issue 01

What changed

When an employee finishes a stop-smoking program mid-year, the plan can drop the tobacco surcharge from that point forward. Labor, Treasury and HHS say they will not penalize a plan for not refunding what was charged earlier in the plan year, the question behind dozens of class-action suits. This covers agency enforcement only, not private lawsuits.

What to do

If your health plan charges a tobacco surcharge, confirm it stops as soon as an employee finishes the cessation program, and that plan materials say how to request an alternative.

Primary source: U.S. Department of Labor, FAQs Part 74, August 26, 2026. Part of Compliance Watch, Issue 01 (September 11, 2026). Last reviewed September 11, 2026.

Questions employers ask

When does this take effect?
In effect. Employers nationwide should check the official notice for the exact scope: U.S. Department of Labor, FAQs Part 74, August 26, 2026.
Where is the official source?
The primary source is U.S. Department of Labor, FAQs Part 74, August 26, 2026. VertiSource HR links the government page rather than a summary of it.
What should employers do now?
If your health plan charges a tobacco surcharge, confirm it stops as soon as an employee finishes the cessation program, and that plan materials say how to request an alternative.

Questions about this update?

Every “What to do” line above is a task for someone at your company. Our clients hand the payroll and tax pieces to us and get an HR advisor for the rest.

General information from VertiSource HR, not legal or tax advice. How a rule applies depends on your company and your state. Check with us or your attorney before acting.

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